River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Marshall

  IRN GRM01058

  • [FCA CF] Significant management (since 1 Jul 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • SMF3 Executive Director (since 2 Jan 2024)
• George Ensor

  IRN GWE01010

  • [FCA CF] Manager of certification employee (since 15 Sep 2022)
  • [FCA CF] Client dealing (since 15 Sep 2020)
  • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
  • CF30 Customer (30 Dec 2015 to 8 Dec 2019)
• George William Judd

  IRN GXJ00126

  • [FCA CF] Client dealing (15 Sep 2022 to 17 Oct 2024)
• Gordon Haig Brough

  IRN GHB01015

  • [FCA CF] Material risk taker (since 14 Nov 2022)
  • [FCA CF] Significant management (since 14 Nov 2022)
  • SMF16 Compliance Oversight (2 Dec 2022 to 24 Dec 2025)
• Graham Campbell Fergusson

  IRN GCF01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Graham Hugh Campbell

  IRN GHC01014

  • [FCA CF] Manager of certification employee (10 May 2024 to 1 Jul 2025)
  • [FCA CF] Client dealing (1 Dec 2023 to 1 Jul 2025)
• Graham Martin

  IRN GFM01017

  • [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)
  • CF30 Customer (18 May 2017 to 8 Dec 2019)
• Henry Lee

  IRN HXL00172

  • [FCA CF] Client dealing (19 Mar 2024 to 6 Sep 2024)
• Hugh Cuthbert

  IRN HXC01062

  • [FCA CF] Client dealing (1 Dec 2023 to 12 Apr 2024)
• Hugh Sergeant

  IRN HRS01021

  • [FCA CF] Material risk taker (since 15 Sep 2020)
  • [FCA CF] Client dealing (since 15 Sep 2020)
  • [FCA CF] Manager of certification employee (since 15 Sep 2020)
  • [FCA CF] Significant management (15 Sep 2020 to 15 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (2 Oct 2006 to 9 Dec 2019)
  • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)

No changes recorded yet.