Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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River Global Investors LLP
FRN 453087
- [FCA CF] Significant management (since 14 Nov 2022)
- [FCA CF] Material risk taker (since 14 Nov 2022)
- SMF16 Compliance Oversight (2 Dec 2022 to 24 Dec 2025)
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- SMF16 Compliance Oversight (3 Apr 2023 to 24 Dec 2025)
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- SMF27 Partner (9 Dec 2019 to 30 Jun 2022)
- CF4 Partner (9 Jul 2019 to 8 Dec 2019)
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- CF1 Director (26 Mar 2014 to 5 Jul 2018)
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- CF1 Director (26 Mar 2014 to 5 Jul 2018)
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- CF1 Director (26 Mar 2014 to 15 Dec 2015)
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- CF3 Chief Executive (1 Dec 2001 to 28 Apr 2006)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Apr 2006)
- CF2 Non Executive Director (1 Dec 2001 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.