Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 14 Nov 2022)
    • [FCA CF] Material risk taker (since 14 Nov 2022)
    • SMF16 Compliance Oversight (2 Dec 2022 to 24 Dec 2025)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • SMF16 Compliance Oversight (3 Apr 2023 to 24 Dec 2025)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2022)
    • CF4 Partner (9 Jul 2019 to 8 Dec 2019)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF1 Director (26 Mar 2014 to 5 Jul 2018)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (26 Mar 2014 to 5 Jul 2018)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF1 Director (26 Mar 2014 to 15 Dec 2015)
  • Law At Work (IS) Ltd (no longer approved here)

    FRN 197495

    • CF3 Chief Executive (1 Dec 2001 to 28 Apr 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Apr 2006)
    • CF2 Non Executive Director (1 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.