Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Manager of certification employee (1 Feb 2023 to 21 Sep 2025)
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Manager of certification employee (1 Feb 2023 to 21 Sep 2025)
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- [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)
- CF30 Customer (18 May 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2022)
- CF2 Non Executive Director (1 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.