Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2023 to 21 Sep 2025)
    • [FCA CF] Client dealing (since 31 Aug 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2023 to 21 Sep 2025)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)
    • CF30 Customer (18 May 2017 to 8 Dec 2019)
  • Yealand Fund Services Limited (no longer approved here)

    FRN 530809

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2022)
    • CF2 Non Executive Director (1 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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