Hugh Sergeant

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP

    FRN 453087

    • [FCA CF] Material risk taker (since 15 Sep 2020)
    • [FCA CF] Manager of certification employee (since 15 Sep 2020)
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • [FCA CF] Significant management (15 Sep 2020 to 15 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (2 Oct 2006 to 9 Dec 2019)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2003 to 10 May 2004)
    • CF27 Investment Management (10 Oct 2002 to 5 May 2006)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2003 to 10 May 2004)
    • CF27 Investment Management (10 Oct 2002 to 5 May 2006)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF27 Investment Management (1 Dec 2001 to 13 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.