Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2026)
    • [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Manager of certification employee (10 May 2024 to 1 Jul 2025)
    • [FCA CF] Client dealing (1 Dec 2023 to 1 Jul 2025)
  • Sigma Private Office Limited (no longer approved here)

    FRN 188536

    • SMF1 Chief Executive (15 Mar 2021 to 30 Jul 2024)
    • [FCA CF] Client dealing (2 Mar 2021 to 13 Mar 2024)
    • SMF16 Compliance Oversight (31 Mar 2020 to 30 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2024)
    • CF10 Compliance Oversight (19 Feb 2011 to 8 Oct 2019)
    • CF1 Director (14 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (14 Dec 2010 to 8 Dec 2019)
    • CF3 Chief Executive (14 Dec 2010 to 8 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.