Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2026)
- [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
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- [FCA CF] Manager of certification employee (10 May 2024 to 1 Jul 2025)
- [FCA CF] Client dealing (1 Dec 2023 to 1 Jul 2025)
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- SMF1 Chief Executive (15 Mar 2021 to 30 Jul 2024)
- [FCA CF] Client dealing (2 Mar 2021 to 13 Mar 2024)
- SMF16 Compliance Oversight (31 Mar 2020 to 30 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Jul 2024)
- CF10 Compliance Oversight (19 Feb 2011 to 8 Oct 2019)
- CF1 Director (14 Dec 2010 to 8 Dec 2019)
- CF30 Customer (14 Dec 2010 to 8 Dec 2019)
- CF3 Chief Executive (14 Dec 2010 to 8 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.