Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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River Global Investors LLP
FRN 453087
- [FCA CF] Manager of certification employee (since 15 Sep 2022)
- [FCA CF] Client dealing (since 15 Sep 2020)
- [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
- CF30 Customer (30 Dec 2015 to 8 Dec 2019)
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- CF30 Customer (7 May 2013 to 21 Feb 2014)
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- CF30 Customer (5 Oct 2009 to 30 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.