Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Devon Equity Management Limited
FRN 841960
- SMF3 Executive Director (since 28 Nov 2025)
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- SMF1 Chief Executive (since 1 Sep 2025)
- SMF3 Executive Director (since 15 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (18 Jul 2023 to 15 Jan 2024)
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River Global Investors LLP
FRN 453087
- [FCA CF] Material risk taker (since 1 Jul 2025)
- [FCA CF] Significant management (since 1 Jul 2025)
- SMF3 Executive Director (since 2 Jan 2024)
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- Director of firm who is not a certification employee or a SMF manager (23 Jan 2023 to 30 Jul 2024)
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- SMF27 Partner (19 Feb 2021 to 28 May 2021)
- SMF1 Chief Executive (19 Feb 2021 to 28 May 2021)
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- SMF1 Chief Executive (30 Dec 2019 to 28 May 2021)
- SMF3 Executive Director (30 Dec 2019 to 28 May 2021)
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- SMF3 Executive Director (30 Dec 2019 to 28 May 2021)
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- SMF1 Chief Executive (30 Dec 2019 to 28 May 2021)
- SMF3 Executive Director (30 Dec 2019 to 28 May 2021)
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- SMF3 Executive Director (20 Dec 2019 to 28 May 2021)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Jan 2020)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (7 Oct 2005 to 2 Oct 2012)
- CF3 Chief Executive (7 Oct 2005 to 16 Dec 2010)
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- SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
- SMF1 Chief Executive (9 Dec 2019 to 28 May 2021)
- CF3 Chief Executive (29 Jun 2015 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 10 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.