Date authorised
11 November 2019
Companies House
11939535
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Victoria Street
    London
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +447879636690
  • Complaints Contact

    123 Victoria Street
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402039850445

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Frederick Clifford Darwall

    IRN AFD01018

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Alvise Luca Emo Capodilista

    IRN ALE01028

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
  • Charles William Alexander Southern

    IRN CWS01054

    • [FCA CF] Material risk taker (since 9 Mar 2021)
    • [FCA CF] Client dealing (since 9 Jan 2021)
  • Christopher Limentani

    IRN CXL01447

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Gary Marshall

    IRN GRM01058

    • SMF3 Executive Director (since 28 Nov 2025)
  • Graham Campbell Fergusson

    IRN GCF01009

    • [FCA CF] Client dealing (since 20 Jan 2026)
  • James Bird

    IRN JXB03271

    • [FCA CF] Material risk taker (12 Dec 2023 to 30 Jun 2025)
  • Michael Anglim

    IRN MJA01184

    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Richard Nicholas George Pavry

    IRN RNP01009

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (11 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Simon Richard Vivian Troughton

    IRN SRT01031

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (11 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.