Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RGI FUND MANAGEMENT LIMITED
FRN 146873
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
- SMF16 Compliance Oversight (since 4 Feb 2026)
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River Global Investors LLP
FRN 453087
- SMF16 Compliance Oversight (since 4 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
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Devon Equity Management Limited
FRN 841960
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (11 Nov 2019 to 8 Dec 2019)
- CF1 Director (11 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Nov 2019 to 8 Dec 2019)
- CF30 Customer (11 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 14 Nov 2019)
- CF1 Director (1 Dec 2001 to 18 Aug 2006)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.