Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
    • SMF16 Compliance Oversight (since 4 Feb 2026)
    • SMF16 Compliance Oversight (since 4 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (11 Nov 2019 to 8 Dec 2019)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (1 Nov 2007 to 14 Nov 2019)
    • CF1 Director (1 Dec 2001 to 18 Aug 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.