Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Dec 2025)
    • [FCA CF] Client dealing (since 27 May 2025)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • [FCA CF] Significant management (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Client dealing (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Material risk taker (24 Apr 2023 to 30 Apr 2025)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • [FCA CF] Client dealing (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Material risk taker (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Significant management (24 Apr 2023 to 30 Apr 2025)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (27 Nov 2019 to 1 Mar 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2023)
    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF4 Partner (27 Jul 2009 to 26 Jan 2015)
    • CF30 Customer (27 Jul 2009 to 26 Jan 2015)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (1 Jul 2008 to 29 May 2009)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.