Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aalok Govind Sathe

    IRN AXS04240

    • [FCA CF] Client dealing (since 17 May 2024)
  • Adam John Gent

    IRN AJG01148

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • [FCA CF] Significant management (since 8 Oct 2020)
    • [FCA CF] Manager of certification employee (since 8 Oct 2020)
  • Adrian Alexander Gosden

    IRN AAG01013

    • CF30 Customer (1 Nov 2007 to 14 Sep 2016)
    • CF27 Investment Management (1 Oct 2003 to 31 Oct 2007)
  • Adrian Brass

    IRN AJB01282

    • [FCA CF] Significant management (since 1 May 2025)
    • [FCA CF] Material risk taker (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 10 Aug 2022)
  • Adrian Charles Frost

    IRN ACF01043

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Sep 2002 to 31 Oct 2007)
  • Adrienne Cotton

    IRN AXC01289

    • CF27 Investment Management (1 Dec 2001 to 15 Dec 2001)
  • Aidan Gerard Kearney

    IRN AGK01015

    • CF27 Investment Management (11 Feb 2002 to 29 Apr 2005)
  • Alan John Porteous

    IRN AXP00966

    • SMF16 Compliance Oversight (since 1 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2024)
  • Alexander Henry Illingworth

    IRN AHI01001

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (20 Dec 2011 to 8 Dec 2019)
  • Alexander Scarsi

    IRN AXS00599

    • [FCA CF] Client dealing (since 11 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.