Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Stanic

    IRN AVS01005

    • [FCA CF] Manager of certification employee (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Material risk taker (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Client dealing (24 Apr 2023 to 30 Apr 2025)
    • [FCA CF] Significant management (24 Apr 2023 to 30 Apr 2025)
  • Alexandra Ralph

    IRN AXR01525

    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Apr 2005 to 31 Oct 2007)
  • Ambrose George Faulks

    IRN AGF01035

    • [FCA CF] Material risk taker (since 2 Jan 2026)
    • [FCA CF] Significant management (since 2 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Anand Deepak Shah

    IRN ADS01133

    • [FCA CF] Client dealing (19 Nov 2020 to 20 Aug 2021)
    • CF30 Customer (30 Apr 2019 to 8 Dec 2019)
  • Andrea Jane Bradshaw

    IRN AJB01623

    • CF30 Customer (3 Jun 2016 to 5 Apr 2017)
  • Andrew Arthur Laing

    IRN AAL01016

    • SMF9 Chair of the Governing Body (since 13 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Feb 2025)
    • CF2 Non Executive Director (30 Aug 2019 to 8 Dec 2019)
  • Andrew David Brown

    IRN AXB00023

    • [FCA CF] Significant management (9 Dec 2019 to 15 Sep 2025)
  • Andrew Frederick Hames

    IRN AFH01020

    • CF1 Director (1 Dec 2001 to 9 Sep 2002)
  • Andrew Marsh

    IRN ARM01120

    • [FCA CF] Significant management (since 1 May 2025)
    • [FCA CF] Manager of certification employee (since 22 Jun 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Andrew Neil Rithet Fleming

    IRN AXF00019

    • CF1 Director (22 Jul 2002 to 9 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.