Alexandra Ralph

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nedgroup Investments (UK) Limited

    FRN 208551

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Apr 2005 to 31 Oct 2007)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2021)
    • CF4 Partner (27 Oct 2010 to 6 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF27 Investment Management (11 Oct 2004 to 14 Feb 2005)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (6 Nov 2003 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.