Nedgroup Investments (UK) Limited

• Principal Place of Business

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4401624645131

  Web

  https://www.nedgroupinvestments.com

• Complaints Contact

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023412

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Gordon Kelso Hamilton

  IRN AGH01115

  • CF2 Non Executive Director (12 May 2016 to 8 Dec 2019)
• Alexandra Ralph

  IRN AXR01525

  • [FCA CF] Client dealing (since 4 Sep 2023)
• Aliki Rouffiac

  IRN AXP02111

  • CF30 Customer (27 Mar 2012 to 24 Dec 2015)
• Amit Sharad Oza

  IRN AXO01129

  • CF21 Investment Adviser (21 Feb 2003 to 12 Sep 2003)
• Andrew John Johnstone

  IRN AXJ00087

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2023 to 11 Jun 2024)
  • SMF16 Compliance Oversight (25 Sep 2023 to 11 Jun 2024)
• Andrew Rhys Yeadon

  IRN ARY01005

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • CF1 Director (23 Apr 2012 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
• Andrew Vincent Lodge

  IRN AVL01010

  • SMF1 Chief Executive (9 Dec 2019 to 14 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2022)
  • CF8 Apportionment and Oversight (27 Mar 2002 to 31 Oct 2007)
  • CF1 Director (27 Mar 2002 to 8 Dec 2019)
  • CF3 Chief Executive (27 Mar 2002 to 8 Dec 2019)
• Ankush Jain

  IRN AXJ01772

  • CF30 Customer (18 Dec 2015 to 3 May 2019)
• Apiramy Jeyarajah

  IRN AXJ01352

  • SMF3 Executive Director (since 11 Jul 2023)
• Benjamin James Keefe

  IRN BXK01154

  • CF30 Customer (1 Nov 2007 to 20 Jan 2009)
  • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 31 Oct 2007)

No changes recorded yet.