Nedgroup Investments (UK) Limited

• Principal Place of Business

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4401624645131

  Web

  https://www.nedgroupinvestments.com

• Complaints Contact

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023412

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bongani Nqwababa

  IRN BXN01115

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Brendan Keith Robertson

  IRN BKR01005

  • CF21 Investment Adviser (27 Mar 2002 to 31 Aug 2002)
  • CF11 Money Laundering Reporting (27 Mar 2002 to 31 Aug 2002)
• Christopher Charles Doyle

  IRN CCD01017

  • CF27 Investment Management (27 Mar 2002 to 30 Jun 2004)
• Christopher Nigel Watterson

  IRN CNW01041

  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2022)
  • CF10 Compliance Oversight (13 Jul 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Jul 2015 to 8 Dec 2019)
• Dafydd Idris Dryhurst Wynne

  IRN DIW01012

  • CF21 Investment Adviser (26 Jan 2005 to 31 Oct 2005)
  • CF22 Investment Adviser (Trainee) (25 Feb 2004 to 26 Jan 2005)
• David Andrew John Roberts

  IRN DAR01084

  • [FCA CF] Significant management (since 22 Nov 2024)
  • [FCA CF] Client dealing (27 Mar 2023 to 22 Nov 2024)
• David MacReady

  IRN DXM01566

  • CF1 Director (27 Mar 2002 to 30 Apr 2015)
• Effrosyni Kontaxaki

  IRN EXK00160

  • SMF16 Compliance Oversight (27 Mar 2025 to 31 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Mar 2025 to 31 Mar 2026)
• Gilles Schwendiman

  IRN GXS01330

  • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jun 2003)
• Gregory Leonard Webber

  IRN GLW01027

  • CF13 Finance (10 Jul 2002 to 16 Feb 2005)

No changes recorded yet.