David Andrew John Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nedgroup Investments (UK) Limited

    FRN 208551

    • [FCA CF] Significant management (since 22 Nov 2024)
    • [FCA CF] Client dealing (27 Mar 2023 to 22 Nov 2024)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • [FCA CF] Manager of certification employee (10 Mar 2021 to 18 Aug 2022)
    • [FCA CF] Client dealing (10 Mar 2021 to 18 Aug 2022)
    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2018 to 9 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF29 Significant management (18 Apr 2012 to 15 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 15 Aug 2017)
    • CF27 Investment Management (13 May 2004 to 31 Oct 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (18 Jun 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (18 Jun 2010 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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