Nedgroup Investments (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Nedgroup Investments (UK) Limited7th Floor12 Arthur StreetLondonEC4R 9ABUNITED KINGDOM- Phone
- +4401624645131
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Complaints Contact
Nedgroup Investments (UK) Limited7th Floor12 Arthur StreetLondonEC4R 9ABUNITED KINGDOM- Phone
- +442070023412
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Hendrik Johannes Kellerman
IRN HJK01013
- CF1 Director (27 Mar 2002 to 28 Jan 2004)
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Huw Lloyd Jones
IRN HLJ01005
- CF28 Systems and controls (1 Nov 2007 to 29 Jan 2010)
- CF1 Director (16 Feb 2005 to 29 Jan 2010)
- CF13 Finance (16 Feb 2005 to 31 Oct 2007)
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Ian Sloan Marshall Robertson
IRN ISR01010
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (27 Mar 2002 to 31 Oct 2007)
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Iolanda Ruggiero
IRN IXR01166
- CF1 Director (10 Sep 2009 to 23 Apr 2012)
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James Francis Amy
IRN JFA01009
- CF30 Customer (29 Feb 2016 to 31 Dec 2016)
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Kevin Anthony Burrows
IRN KAB01121
- CF1 Director (27 May 2010 to 3 May 2011)
- CF30 Customer (5 Jun 2008 to 15 Jun 2011)
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Kristina Emilova Georgieva
IRN KEG01033
- CF30 Customer (19 Dec 2013 to 8 Oct 2015)
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Laurence Evan Jones
IRN LEJ01001
- CF30 Customer (1 Nov 2007 to 20 Jan 2009)
- CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
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Louis John Philip Hutchings
IRN LXH17340
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
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Madhushree Agarwal
IRN MXA03625
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Dec 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.