Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Philip Gray

    IRN APG01038

    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
  • Andrew Turner

    IRN AXT00136

    • CF27 Investment Management (1 Dec 2001 to 15 Dec 2001)
  • Anthony Mark Colin Page

    IRN AMP01118

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2020)
    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
  • Anthony Peter Van Gool

    IRN APV01007

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
    • CF1 Director (1 Dec 2001 to 18 Oct 2007)
  • Avril Mary McLean

    IRN AMM01086

    • [FCA CF] Significant management (1 Oct 2021 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 30 Apr 2021)
  • Caroline Jane O'Donnell

    IRN CXO00003

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Caroline Mary O'Reilly

    IRN CXO00005

    • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2020)
  • Charles Gorsuch

    IRN CXG00253

    • [FCA CF] Client dealing (since 3 Nov 2022)
  • Charlotte Hannah Peace

    IRN CXP01535

    • [FCA CF] Client dealing (13 Sep 2021 to 29 Oct 2021)
  • Christopher John Ellis

    IRN CJE01101

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2021)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.