Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (13 Oct 2010 to 6 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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