Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Steven Kent

    IRN CXK06972

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Oct 2018 to 8 Dec 2019)
  • Claire Elizabeth Catherine Finn

    IRN CEF01055

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (30 Aug 2019 to 8 Dec 2019)
  • Cora Gibbons Moore

    IRN CXG00009

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2020)
  • Cormac Weldon

    IRN CXW01164

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (6 May 2014 to 8 Dec 2019)
  • Craig Grieve

    IRN CXG00505

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2024)
  • Craig Ritchie Stevenson

    IRN CRS01043

    • [FCA CF] Manager of certification employee (since 13 Dec 2024)
    • [FCA CF] Client dealing (since 22 Aug 2022)
  • Craig Sutherland Bonthron

    IRN CSB01116

    • [FCA CF] Significant management (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Manager of certification employee (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 11 Mar 2024)
  • Damian Anthony Samuel-Camps

    IRN DAS01160

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2022)
  • Daniel Slatter

    IRN DDS01040

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
    • CF30 Customer (4 Sep 2008 to 8 Dec 2019)
  • Darcey Watson

    IRN DXW00843

    • [FCA CF] Client dealing (since 27 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.