Claire Elizabeth Catherine Finn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management Life Ltd
FRN 186527
- SMF9 Chair of the Governing Body (since 20 Sep 2022)
Sparrows Capital Limited
FRN 607414
- Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2020)
Artemis Fund Managers Limited
FRN 122448
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (30 Aug 2019 to 8 Dec 2019)
BlackRock Life Limited (no longer approved here)
FRN 202909
- CF1 Director (31 Aug 2016 to 7 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.