Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (6 May 2014 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (6 May 2014 to 8 Dec 2019)
    • CF4 Partner (6 May 2014 to 6 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 21 Feb 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (1 Nov 2007 to 21 Feb 2014)
    • CF27 Investment Management (24 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.