Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 May 2025)
    • [FCA CF] Manager of certification employee (since 22 Jun 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
    • [FCA CF] Significant management (since 1 May 2025)
    • [FCA CF] Manager of certification employee (since 22 Jun 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (17 Oct 2019 to 6 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Polar Capital LLP (no longer approved here)

    FRN 438046

    • CF4 Partner (12 Oct 2009 to 1 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2017)
    • CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (6 Sep 2005 to 20 Sep 2006)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.