Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 8 Oct 2020)
    • [FCA CF] Significant management (since 8 Oct 2020)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 8 Oct 2020)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • [FCA CF] Manager of certification employee (since 8 Oct 2020)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF21 Investment Adviser (20 Jun 2005 to 20 Apr 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF21 Investment Adviser (20 Jun 2005 to 20 Apr 2007)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF27 Investment Management (30 Jul 2003 to 31 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.