Rokos Capital Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Rokos Capital Management LLP23 Savile RowLondonWestminsterW1S 2ETUNITED KINGDOM- Phone
- +442036689000
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Complaints Contact
Rokos Capital Management LLP23 Savile RowLondonWestminsterW1S 2ETUNITED KINGDOM- Phone
- +442036689000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Erunger Limited
IRN XXE01126
- CF4 Partner (3 Jan 2019 to 8 Dec 2019)
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. Rokos Intermediate (Jersey) Ltd
IRN XXR01120
- CF4 Partner (1 Feb 2017 to 8 Dec 2019)
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. Rokos Services (UK) Ltd
IRN XXR01116
- CF4 Partner (28 Sep 2015 to 8 Dec 2019)
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Aakash Bhattacharya
IRN AXB00670
- [FCA CF] Client dealing (16 Oct 2020 to 18 Nov 2020)
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Abhaydeep Singh
IRN AXS04624
- [FCA CF] Client dealing (3 Jul 2020 to 16 Jun 2023)
- CF30 Customer (31 May 2018 to 8 Dec 2019)
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Abhilash Goyal
IRN AXG00196
- [FCA CF] Client dealing (since 13 Aug 2024)
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Adele Roberto
IRN AXR00600
- [FCA CF] Client dealing (30 Jun 2022 to 8 Feb 2024)
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Adrian Marianayagam Paul
IRN AMP01200
- [FCA CF] Manager of certification employee (7 Mar 2024 to 5 Apr 2024)
- [FCA CF] Client dealing (23 Mar 2021 to 5 Apr 2024)
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Aleksandra Jahnenko
IRN AXJ00190
- [FCA CF] Client dealing (23 Mar 2021 to 4 Nov 2021)
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Alex Parsons
IRN AXP00400
- [FCA CF] Client dealing (since 23 Mar 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.