CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Agnese Aboltina

  IRN AXA01381

  • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
  • CF27 Investment Management (26 Apr 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Dec 2006 to 1 May 2007)
• Ahmad Deek

  IRN AXD18195

  • SMF27 Partner (5 Mar 2020 to 20 Apr 2020)
  • CF28 Systems and controls (28 Oct 2019 to 8 Dec 2019)
• Ahmed Fareed Ameen

  IRN AFA01021

  • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
  • CF27 Investment Management (9 Aug 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (16 Oct 2004 to 9 Aug 2005)
• Alan Walsh

  IRN AXW00932

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2025)
  • SMF16 Compliance Oversight (since 23 Jan 2025)
• Alex Buckingham

  IRN AXB03028

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2022)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Alexa Emily Wiggin

  IRN AXW01017

  • [FCA CF] Client dealing (30 May 2025 to 13 Oct 2025)
• Alexander Henry Purcell

  IRN AHP01018

  • CF30 Customer (18 Dec 2007 to 12 Feb 2009)
• Alexander John Pinches

  IRN AXP00627

  • [FCA CF] Client dealing (30 May 2022 to 7 Feb 2025)
• Alexander Jonathan Torrance

  IRN AJT01096

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2025)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
• Alexander Schoenenberger

  IRN APS01081

  • CF4 Partner (22 Apr 2015 to 18 Jul 2018)
  • CF30 Customer (5 Dec 2008 to 18 Jul 2018)

No changes recorded yet.