CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexis Bernard Corentin KERNEVEZ

    IRN ABK01049

    • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2023)
    • CF30 Customer (7 Jun 2018 to 8 Dec 2019)
  • Ali Khoram

    IRN AXK01333

    • CF30 Customer (1 Nov 2007 to 4 Mar 2014)
    • CF27 Investment Management (4 Dec 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
  • Alistair Michael Lumsden

    IRN AML01074

    • CF30 Customer (1 Nov 2007 to 10 Dec 2012)
    • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Aug 2006 to 22 Sep 2006)
  • Amanda Franco

    IRN AXF00276

    • SMF16 Compliance Oversight (6 Jan 2022 to 31 Oct 2022)
  • Amir Hossein Kooros

    IRN AHK00011

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Andrea Roberto Mazzella

    IRN ARM01150

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF27 Investment Management (15 Aug 2005 to 31 Oct 2007)
  • Andrea Unternahrer

    IRN AEU01007

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2022)
    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
  • Andreja Cobeljic

    IRN AXC01654

    • CF30 Customer (23 Sep 2008 to 31 Jul 2010)
  • Andrew Charles Ferguson

    IRN ACF01032

    • CF30 Customer (29 Nov 2007 to 22 Apr 2008)
  • Andrew George Bird

    IRN AGB00081

    • CF30 Customer (15 May 2014 to 15 Jul 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.