Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
    • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 14 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.