Swiss Re Capital Markets Limited

Date authorised
1 April 2013
Companies House
03436761
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Kumar Chitkara

    IRN AKC01023

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
    • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
  • Alan Badanes

    IRN AXB01402

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF26 Customer Trading (11 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
  • Albert Jeroen Schootstra

    IRN AJS01570

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF26 Customer Trading (28 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
  • Alexandre Tzenev

    IRN AXT01867

    • CF30 Customer (17 Apr 2014 to 28 Aug 2015)
  • Alison Jayne McKie

    IRN AJM01545

    • CF30 Customer (16 Sep 2010 to 5 Dec 2011)
  • Allan Bridgewater

    IRN AXB01568

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2003)
  • Amir Hossein Kooros

    IRN AHK00011

    • CF26 Customer Trading (1 Dec 2001 to 14 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
  • Andre Rzym

    IRN AXR01320

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 30 Aug 2002)
  • Andrea Piatti

    IRN AXP01705

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF26 Customer Trading (25 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
  • Andrew Henry Edwin Palmer

    IRN AHP01054

    • SMF1 Chief Executive (since 22 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Dec 2019)
    • CF1 Director (28 May 2019 to 8 Dec 2019)
    • CF30 Customer (10 Aug 2012 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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