CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James MacCallum

    IRN AJM01598

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • Andrew John Cattle

    IRN AJC01208

    • CF21 Investment Adviser (10 Aug 2005 to 31 Dec 2005)
  • Andrew Jonathan Porter

    IRN AJP01360

    • CF30 Customer (9 Jun 2009 to 3 Aug 2009)
  • Andrew Prolov

    IRN AXP01869

    • CF30 Customer (30 Jul 2009 to 20 Nov 2017)
  • Anja Elina Johnston

    IRN AXJ01182

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
  • Anthony Michael Wainer

    IRN AMW01090

    • CF4 Partner (29 Jan 2018 to 31 Jul 2019)
    • CF30 Customer (26 Oct 2015 to 31 Jul 2019)
  • Anthony Sk Lee

    IRN AXL01204

    • CF30 Customer (16 Oct 2008 to 31 Jul 2010)
  • Antonio Miler Dias Oliveira

    IRN AMO01071

    • [FCA CF] Client dealing (since 6 Nov 2023)
  • Ashwant Singh Bihal

    IRN ASB01122

    • CF27 Investment Management (18 Aug 2006 to 8 Jan 2007)
  • Atholl Wilton

    IRN AXW02373

    • SMF16 Compliance Oversight (31 Oct 2022 to 23 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 23 Jan 2024)
    • CF4 Partner (29 Jan 2018 to 9 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.