Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Cedric John Palethorpe

  IRN CJP01203

  • CF30 Customer (15 Mar 2013 to 5 Aug 2013)
• Celine Ann Gallagher

  IRN CAG01050

  • CF30 Customer (18 Apr 2011 to 27 Jun 2012)
• Charles James Ashton

  IRN CJA01047

  • CF28 Systems and controls (10 Aug 2011 to 16 Oct 2013)
  • CF1 Director (13 Feb 2010 to 16 Oct 2013)
• Chi Yuen Chan

  IRN CYC01002

  • CF21 Investment Adviser (26 Apr 2004 to 30 Mar 2007)
• Chirag Harisiddha Talati

  IRN CHT01041

  • CF30 Customer (30 Dec 2010 to 21 Aug 2013)
• Christophe Choquart

  IRN CXC01989

  • CF30 Customer (28 May 2014 to 8 Dec 2015)
• Christophe Michel Olivier Marie De La Celle

  IRN CMD01086

  • CF30 Customer (1 Apr 2010 to 15 Jun 2011)
• Christopher Charles Connors

  IRN CCC01064

  • CF30 Customer (12 May 2010 to 16 Sep 2013)
• Christopher Charles Davidson

  IRN CCD01025

  • CF30 Customer (1 Nov 2007 to 8 Mar 2011)
  • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)
• Christopher George Combe

  IRN CXC01394

  • CF30 Customer (30 Jun 2009 to 14 Sep 2009)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.