Haitong International (UK) Limited

Date authorised
1 April 2013
Companies House
04058971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191
    Web
    https://www.htisec.com/en-us/htiuk

  • Complaints Contact

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Haase

    IRN CXH01301

    • CF30 Customer (1 Nov 2007 to 22 Oct 2014)
    • CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
  • Christopher Holden

    IRN CXH01828

    • CF30 Customer (19 Dec 2013 to 2 Jan 2015)
  • Christopher Mark Wilson

    IRN CMW01125

    • CF30 Customer (12 Aug 2009 to 11 Dec 2014)
  • Chuk Nam Chou

    IRN CXC00693

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jun 2023)
  • Claudio Alvarez

    IRN CXA01226

    • CF21 Investment Adviser (14 Jun 2005 to 30 Mar 2007)
  • Clemens Antonius Lansing

    IRN CAL01048

    • CF30 Customer (4 Mar 2016 to 30 Jun 2017)
  • Colin Patrick McAndrew

    IRN CPM01112

    • CF30 Customer (16 Jan 2009 to 29 Jan 2010)
  • Craig McManaway

    IRN CXM01904

    • CF30 Customer (4 Apr 2011 to 28 Sep 2012)
  • Damian Paul McNeela

    IRN DPM01125

    • CF30 Customer (25 Sep 2014 to 25 Sep 2014)
  • Damien Devine

    IRN DXD01170

    • CF2 Non Executive Director (16 Oct 2012 to 13 May 2013)
    • Responsible for Insurance Mediation (7 Aug 2006 to 1 Oct 2012)
    • CF1 Director (1 Dec 2001 to 1 Oct 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Apr 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Apr 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.