Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Apr 2024)
    • [FCA CF] Manager of certification employee (since 25 Apr 2024)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Nov 2014 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (25 Sep 2014 to 25 Sep 2014)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 24 Sep 2014)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (25 Jan 2006 to 25 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.