Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Daniel Alexander Potashnick

  IRN DAP01080

  • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
  • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
• Daniel Brian Birch

  IRN DBB01035

  • CF21 Investment Adviser (16 Dec 2002 to 29 Dec 2006)
• Daniel Brown

  IRN DJB01295

  • CF26 Customer Trading (4 Aug 2003 to 17 Sep 2003)
  • CF21 Investment Adviser (4 Aug 2003 to 17 Sep 2003)
• Daniel Michael Confino

  IRN DMC01089

  • CF30 Customer (12 May 2010 to 27 May 2011)
• Danielle Allen

  IRN DLP01023

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF21 Investment Adviser (14 Apr 2003 to 31 Oct 2007)
• Daraius Cyrus Keeka

  IRN DXK00115

  • [FCA CF] Significant management (20 Jan 2021 to 21 Mar 2024)
• Daryl Bowden

  IRN DXB01344

  • CF21 Investment Adviser (4 Mar 2002 to 2 Oct 2007)
• David Alexandre Bertrand Le Broussois

  IRN DAL01154

  • CF30 Customer (22 Oct 2015 to 28 Jul 2016)
• David Andrew Gibbs

  IRN DAG01091

  • CF30 Customer (12 Jan 2009 to 30 Jun 2011)
• David Anthony Lofthouse

  IRN DAL01091

  • CF30 Customer (13 May 2013 to 30 Apr 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.