Daniel Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Client dealing (since 30 Jul 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 18 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Jun 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Jan 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 15 Jan 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Aug 2018 to 18 Jun 2024)
    • [FCA CF] Material risk taker (8 Nov 2016 to 18 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 18 Jun 2024)
    • [FCA CF] Client dealing (29 Mar 2016 to 18 Jun 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (4 Oct 2012 to 6 Nov 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 19 Jun 2012)
    • CF21 Investment Adviser (16 Oct 2003 to 31 Oct 2007)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF21 Investment Adviser (4 Aug 2003 to 17 Sep 2003)
    • CF26 Customer Trading (4 Aug 2003 to 17 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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