Anita Tanna

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Client dealing (since 24 Jun 2021)
    • [FCA CF] Manager of certification employee (17 Aug 2021 to 23 Apr 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (8 Nov 2016 to 17 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 17 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Jun 2021)
    • CF30 Customer (15 Sep 2009 to 6 Mar 2016)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (239)CF30 Customer (4 Mar 2009 to 21 Jul 2009)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF21 Investment Adviser (10 Jul 2006 to 15 May 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (28 Feb 2005 to 24 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (239)CF30 Customer at STIFEL EUROPE LIMITED