Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Aug 2019)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (1 Aug 2019 to 1 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 7 Jan 2011)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.