Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 1 Aug 2019)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (2 Mar 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (1 Aug 2019 to 1 Nov 2020)
- [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
- CF30 Customer (2 Mar 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Jan 2011)
- CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.