Andrew Teng Liang Lim

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kepler Cheuvreux
FRN 958983
- [FCA CF] Client dealing (since 22 Apr 2025)
BERNSTEIN AUTONOMOUS LLP (no longer approved here)
FRN 500498
- [FCA CF] Client dealing (1 Apr 2024 to 18 Apr 2024)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
- CF30 Customer (28 Oct 2013 to 6 Mar 2016)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (17 May 2011 to 31 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.