Alasdair Roderick Graham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carrhae Capital LLP
FRN 555437
- [FCA CF] Client dealing (since 22 Mar 2021)
- CF30 Customer (23 Mar 2016 to 8 Dec 2019)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (9 Feb 2012 to 20 Jul 2012)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 31 Aug 2011)
- CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF21 Investment Adviser (8 May 2002 to 26 Mar 2003)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (8 May 2002 to 25 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.