Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.