David Ralph Delano Cornell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marylebone Partners LLP
FRN 596118
- [FCA CF] Material risk taker (since 25 Nov 2024)
- [FCA CF] Client dealing (since 28 Aug 2024)
NS PARTNERS LTD (no longer approved here)
FRN 141667
- CF30 Customer (12 May 2008 to 31 Dec 2009)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.