Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
    • CF27 Investment Management (12 Dec 2006 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF27 Investment Management (12 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.