Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Jun 2025)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (1 Jan 2023 to 25 Oct 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Manager of certification employee (1 Apr 2022 to 25 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • CF30 Customer (17 Nov 2011 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (1 Apr 2022 to 25 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • CF30 Customer (25 Nov 2017 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (4 Jun 2009 to 25 Aug 2011)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF30 Customer (4 Jun 2009 to 25 Aug 2011)
  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF30 Customer (1 Nov 2007 to 22 Feb 2010)
    • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 25 Aug 2011)
    • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.