Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Polen Capital UK LLP
FRN 925147
- [FCA CF] Client dealing (since 6 Jun 2025)
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- [FCA CF] Material risk taker (1 Jan 2023 to 25 Oct 2024)
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- [FCA CF] Manager of certification employee (1 Apr 2022 to 25 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
- CF30 Customer (17 Nov 2011 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Apr 2022 to 25 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
- CF30 Customer (25 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (4 Jun 2009 to 25 Aug 2011)
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- CF30 Customer (4 Jun 2009 to 25 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2010)
- CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 25 Aug 2011)
- CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.