Cboe Chi-X Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

Senior staff personally approved by the FCA to hold their roles here.

Adam Nicholas Eades
IRN AXE01091
- SMF3 Executive Director (9 Dec 2019 to 22 Sep 2020)
- CF1 Director (26 Jul 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Feb 2012 to 1 Dec 2013)
- CF10 Compliance Oversight (19 Dec 2011 to 1 Dec 2013)
Adam Paul Battersby
IRN APB01194
- CF2 Non Executive Director (21 Oct 2010 to 1 Dec 2011)
Alasdair Frederick Seton Haynes
IRN AFH01024
- CF1 Director (19 Jan 2010 to 1 Dec 2011)
- CF3 Chief Executive (1 Dec 2009 to 12 Jan 2012)
Anthony Mackay
IRN AXM01448
- CF3 Chief Executive (30 Jun 2006 to 10 Mar 2008)
- CF1 Director (30 Jun 2006 to 23 Aug 2010)
Anthony Richard Whalley
IRN ARW01090
- CF2 Non Executive Director (27 Mar 2008 to 20 May 2013)
Daniel Phillips
IRN DXP01573
- CF11 Money Laundering Reporting (14 Jan 2008 to 19 Aug 2011)
Denzil Manistre Benedict Jenkins
IRN DMJ01035
- CF11 Money Laundering Reporting (19 Aug 2011 to 3 Dec 2011)
- CF10 Compliance Oversight (17 Feb 2009 to 3 Dec 2011)
Florian Miciu
IRN FXM01230
- CF29 Significant management (5 Mar 2009 to 5 Oct 2012)
Fumiki Kondo
IRN FXK01095
- CF2 Non Executive Director (23 Jul 2008 to 1 Dec 2011)
Graham Dick
IRN GXD01350
- CF30 Customer (25 Feb 2008 to 30 Apr 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.