Fumiki Kondo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lothbury Investment Management Limited (no longer approved here)
FRN 197099
- (30)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)
FRN 122703
- CF2 Non Executive Director (3 Jun 2014 to 1 Apr 2016)
Cboe Chi-X Europe Limited (no longer approved here)
FRN 449481
- CF2 Non Executive Director (23 Jul 2008 to 1 Dec 2011)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (30)CF2 Non Executive Director at Lothbury Investment Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.