Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 14 Oct 2025)
  • TURQUOISE GLOBAL HOLDINGS LIMITED (no longer approved here)

    FRN 525956

    • SMF9 Chair of the Governing Body (16 Dec 2021 to 31 Jul 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 31 Jul 2023)
  • EuroMTS Limited (no longer approved here)

    FRN 188924

    • CF11 Money Laundering Reporting (24 Aug 2018 to 16 Apr 2019)
    • CF10 Compliance Oversight (18 Nov 2015 to 10 May 2017)
  • FTSE International Limited (no longer approved here)

    FRN 796803

    • CF2 Non Executive Director (4 Jun 2018 to 6 Dec 2020)
  • Cboe Chi-X Europe Limited (no longer approved here)

    FRN 449481

    • CF11 Money Laundering Reporting (19 Aug 2011 to 3 Dec 2011)
    • CF10 Compliance Oversight (17 Feb 2009 to 3 Dec 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.