Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Burnell

    IRN AJB01321

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
  • Alberto Giovannini

    IRN AXG01555

    • CF2 Non Executive Director (15 Sep 2015 to 26 Apr 2019)
  • Alessandro Michele Ravogli

    IRN AXR01736

    • CF2 Non Executive Director (11 Mar 2008 to 14 Oct 2008)
    • CF1 Director (24 Nov 2006 to 11 Mar 2008)
  • Alessia Tirassa

    IRN AXT00265

    • [FCA CF] Material risk taker (22 Mar 2021 to 8 Jan 2024)
  • Alexandre Lamfalussy

    IRN AXL01187

    • CF2 Non Executive Director (1 Dec 2001 to 19 Dec 2003)
  • Alison Fletcher

    IRN AXF01580

    • CF28 Systems and controls (23 Mar 2010 to 16 Mar 2012)
  • Amanda Butavand

    IRN AAB01077

    • CF30 Customer (12 Aug 2010 to 26 Jun 2014)
  • Andrea Battaglia

    IRN AXB01859

    • SMF3 Executive Director (since 14 Jun 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (3 Oct 2003 to 31 Oct 2007)
  • Andrea Maldi

    IRN AXM04871

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (24 Jul 2017 to 8 Dec 2019)
  • Angelo Proni

    IRN AXP00405

    • SMF1 Chief Executive (since 14 Feb 2022)
    • [FCA CF] Significant management (since 1 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.