Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TCW Europe Limited (no longer approved here)

    FRN 613681

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Mar 2024)
    • CF1 Director (12 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (12 Aug 2008 to 17 Sep 2015)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.