Brij Mohan Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Feb 2026)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (15 Jun 2010 to 11 Oct 2013)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Aug 2008 to 30 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.