Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caglar Meric

    IRN CXM01746

    • CF22 Investment Adviser (Trainee) (31 May 2006 to 8 Jul 2007)
    • CF21 Investment Adviser (17 May 2006 to 30 May 2006)
  • Camilla Elizabeth Boden Thomas

    IRN CET01042

    • CF30 Customer (20 Apr 2009 to 8 Feb 2010)
  • Can Sungurtekin

    IRN CXS56041

    • [FCA CF] Functions requiring qualifications (30 May 2022 to 7 May 2024)
    • [FCA CF] Client dealing (30 May 2022 to 7 May 2024)
  • Caren Ayat

    IRN CXA01341

    • CF30 Customer (19 Aug 2010 to 14 Oct 2011)
  • Carl David Peffer

    IRN CDP01072

    • CF10a CASS Oversight function (3 Dec 2012 to 27 Apr 2015)
  • Carl Henry Jreidini

    IRN CXJ01072

    • CF30 Customer (1 Nov 2007 to 18 Feb 2013)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Carlos Julio L'Eplattenier

    IRN CJL01072

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)
  • Carlota Henriques

    IRN CXH00117

    • [FCA CF] Client dealing (15 Aug 2018 to 26 Jul 2019)
    • [FCA CF] Functions requiring qualifications (15 Aug 2018 to 26 Jul 2019)
  • Carolina Frumusachi

    IRN CXF00299

    • [FCA CF] Client dealing (30 May 2023 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (30 May 2023 to 14 Oct 2024)
  • Caroline Anne Wyspianski

    IRN CAW01154

    • CF30 Customer (1 Nov 2007 to 11 Feb 2009)
    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.